At the 10th Annual Wealth Management Industry Awards, Ray Hennessey, CEO of Vocatus discusses what his firm does to help ...

Listen as Peter Nolan, Head of Sales at Pontera, shares how his firm empowers advisors to offer holistic, integrated advice ...

Caitlin Douglas, former managing director of transition services and co-head of service at Dynasty Financial Partners, has ...

A team of 14 professionals has launched Matauro, which will use Fidelity for custody and Purshe Kaplan Sterling Investments ...

The Canell Group includes the sibling advisory duo Jay and Neil Canell. They’re joining Wells Fargo’s Private Client Group ...

In other RIA news, Merchant stakes an investment banking firm, Focus partner firm Transform Wealth buys fellow Denver ...

According to PitchBook, the U.S. Morningstar LSTA Index serves as a good proxy for the returns that private debt funds can ...

Once complete and available, the Intelligent Agent should help relieve the burden of manual communications review on ...

Stifel and Invesco will pay $35 million each to settle SEC charges that the firms failed to properly retain reps’ off-channel ...

4100FS owns several wealth and asset management firms, including Bull Harbor Capital, a Bethesda, Md.-based RIA; the Family ...

TAG Intel is led by Jack Devine, a 32-year veteran of the CIA, who aims to democratize the information he’s been bringing to ...

Summit Financial has built a platform for independent advisors, providing a range of services via five entities under the ...